Marketing Compliance & Regulatory Reviews

Supporting Organizations with Marketing, Advertising, and Customer Communication Reviews for Regulatory Alignment and Confident Growth

What We Do

Marketing compliance helps organizations communicate clearly, accurately, and in alignment with applicable regulatory expectations while reducing regulatory risk before content reaches customers. Effective reviews strengthen messaging, support internal governance, and identify compliance considerations before materials are published.

Compliance Perspective provides marketing compliance and regulatory review services for websites, advertising, customer communications, social media, product marketing, disclosures, and other public-facing content. Our reviews evaluate communications against applicable regulatory requirements, internal policies, and business objectives while providing practical, risk-based recommendations.

Whether you’re developing new marketing materials, preparing customer communications, supporting sponsor bank requirements, or strengthening internal review processes, we provide practical guidance tailored to your products, services, regulatory obligations, and business objectives.

Services

Every engagement is tailored to your organization’s business objectives, regulatory obligations, and operational needs.

  • We review customer-facing digital content, including websites, landing pages, mobile applications, and product pages to identify regulatory, disclosure, and marketing risks.

    Depending on the scope of the engagement, review areas may include:

    • Website copy

    • Landing pages

    • Product & service pages

    • Mobile app content

    • Customer journeys

    • Calls-to-action

    • Required disclosures

  • We review marketing campaigns and promotional materials to help ensure communications are accurate, balanced, and aligned with applicable regulatory expectations.

    Depending on the scope of the engagement, review areas may include:

    • Digital advertising

    • Print advertising

    • Email campaigns

    • Sales presentations

    • Pitch decks

    • Whitepapers

    • Marketing collateral

  • We review public-facing communications distributed across digital channels to help reduce regulatory and reputational risk.

    Depending on the scope of the engagement, review areas may include:

    • Social media posts

    • Blogs

    • Videos

    • Podcasts

    • Webinars

    • Press releases

    • Customer communications

  • We assess marketing claims to determine whether supporting documentation exists and whether statements are appropriately presented.

    Depending on the scope of the engagement, review areas may include:

    • Performance claims

    • Product claims

    • Comparative claims

    • Supporting documentation

    • Required qualifications

    • Risk disclosures

  • Reviews are performed using applicable regulatory requirements, internal policies, and industry expectations.

    Depending on the scope of the engagement, review areas may include:

    • FTC requirements

    • SEC Marketing Rule

    • FINRA communications

    • UDAAP considerations

    • Sponsor Bank expectations

    • Internal compliance policies

  • Support doesn't have to end after one review. We provide ongoing compliance oversight as marketing evolves, helping organizations maintain consistent, compliant marketing practices as their business grows.

    Depending on the scope of the engagement, review areas may include:

    • Pre-publication reviews

    • Campaign reviews

    • Website audits

    • Product launch reviews

    • Marketing office hours

    • Marketing team training

    • Annual compliance assessments

Why It Matters

Icon of a power outlet with two vertical slots and a round hole.
Icon of a power outlet with two vertical slots and a round hole.

Marketing and customer communications are often among the first areas reviewed by regulators, sponsor banks, investors, and business partners.

A proactive compliance review helps reduce regulatory risk, strengthen internal oversight, and build confidence in every customer-facing communication.

How We Help

Check mark inside a speech bubble icon

Every organization has unique products, customers, distribution channels, and regulatory obligations. That’s why every review is tailored to your business rather than relying on a one-size-fits-all approach.

We provide practical, risk-based recommendations that strengthen marketing compliance, support regulatory expectations, and help your team communicate with confidence.

Whether you're preparing a new campaign, launching a product, or strengthening your compliance program, we're here to provide practical guidance that supports confident communication and responsible business growth.

Support Every Campaign with Confidence

Every organization communicates differently. Your products, target audience, regulatory obligations, and distribution channels all influence how marketing and customer communications should be reviewed.

Whether you’re launching a new campaign, updating website content, preparing customer communications, or reviewing advertising materials, we tailor every engagement to your organization’s products, regulatory obligations, and business objectives.

Let’s discuss how Compliance Perspective can help strengthen your marketing compliance program and support confident business growth.